Regulation & Public Policy – Page 2
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Regulation & Public PolicyThe National Association of Insurance Commissioners has updated past regulations to ensure that insurance companies provide transparent, consumer-focused recommendations to consumers. Now,…
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Regulation & Public Policy
Wells Fargo to Pay $2 Million for Unsuitable Recommendations to Liquidate Variable Annuities
The Financial Industry Regulatory Authority has accused Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services of failing to supervise advisors… -
Regulation & Public Policy
How Changes in Tax Policy Might Affect Investments in 2021
The recent $2.3 trillion Coronavirus Aid, Relief and Economic Security (CARES) Act effectively tripled the federal budget deficit and ballooned the national… -
Regulation & Public Policy
Analysts to Congress: Annuities Can Reduce Retirement Risks
By Eric Bank, Expert Contributor With greater reliance on defined contribution plans and individual retirement accounts, Americans are becoming increasingly responsible for… -
Regulation & Public Policy
New Rule to Protect Consumers Buying Annuities
A new government regulation aimed at enforcing tougher ethical standards on annuity brokers and other financial professionals is set to roll out nationwide June… -
Regulation & Public Policy
Congress Grapples with Meaningful Retirement Reform
The United States is staring down the barrel of a retirement crisis, and there doesn’t seem to be any way to dodge it. The…